CAPITAL MARKET INSTITUTIONS
REGULATIONS
CAPITAL MARKET INSTITUTIONS
REGULATIONS
The Capital Market Institutions Regulations, within the framework of Saudi Arabia’s Corporate Laws & legislations, establish a framework for the operation and supervision of institutions within the capital market. These regulations aim to ensure compliance with regulatory standards, transparency, and investor protection, thereby fostering stability and trust in financial markets.
HIGHLIGHTS OF THE CAPITAL MARKET INSTITUTIONS REGULATIONS IN SAUDI ARABIA:
Key highlights of the Capital Market Institutions Regulations include licensing requirements, provident standards, risk management guidelines, and regulatory reporting obligations. These measures are implemented to maintain the integrity of the capital market, promote investor confidence, and uphold transparency and accountability in financial transactions.
ISSUER OF THE CAPITAL MARKET INSTITUTIONS REGULATIONS IN SAUDI ARABIA:
The Capital Market Institutions Regulations are issued by the Capital Market Authority (CMA) of Saudi Arabia. As the regulatory authority, the CMA is responsible for overseeing the implementation and enforcement of these regulations to safeguard the interests of investors and maintain the integrity of the capital market in the Kingdom.
WHO IS SUBJECT TO THE CAPITAL MARKET INSTITUTIONS REGULATIONS IN SAUDI ARABIA?
Various entities and individuals operating within the capital market ecosystem in Saudi Arabia are subject to the Capital Market Institutions Regulations. This includes financial institutions, investment firms, brokerage firms, asset managers, and other market participants involved in capital market activities within the Kingdom. Compliance with these regulations is mandatory to ensure adherence to industry standards and regulatory requirements.
DOWNLOAD CAPITAL MARKET
INSTITUTIONS REGULATIONS
DOWNLOAD CAPITAL MARKET
INSTITUTIONS REGULATIONS
ENGLISH
ARABIC
RELATED SAUDI COMPANIES LAWS
- Anti-Money Laundering Law (AML).
- Implementing Regulations of the Companies Law.
- The Law of Trade Names.
- Executive Regulations of the Trade Names Law.
- The Law of Commercial Agencies.
- Implementing Regulations of the Law of Commercial Agencies.
- New Companies Law.
- Moveable Property Security Law,
- E-Commerce Law.
- Income Tax Law.
- The Law of Commercial Register.
- Implementing Regulations of the Commercial Register Law
- Chambers of Commerce Law.
- The Implementing Regulations of the Chambers of Commerce Law.
- The Law of Commercial Data.
- The Implementing Regulations of the Commercial Data Law.
- The Commercial Books Law.
- The Law of Trademarks.
- Law of Arbitration.
- Corporate Governance Regulation.